单项选择题

According to the Standard of Practice Handbook, a supervisor establishing procedures to eliminate conflicts of interest relating to personal trading would least likely recommend requiring:

A. a ban on employee investments.
B. disclosures of beneficial ownerships.
C. duplicate confirmations of employee transactions.

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单项选择题Terrison Asset Management Inc. is seeking to become compliant with GIPS. The firm has hired an independent consultant to assist in ensuring that Terrison’s policies and procedures conform to the standards. Which of the following recommendations made by the consultant is least likely required under GIPS

A. Terrison must disclose the results of an independent verification process in its composite presentations.
B. All of Terrison’s accounts managed by third party advisers selected by Terrison must be included in the firm’s composites.
C. Compliant presentations for discontinued composites must be made available to any prospect requesting one up to five years after discontinuation.

单项选择题The eight major provisions of Global Investment Performance Standards (GIPS) include all of the following except:

A. Input data, Calculation Methodology, and Real Estate.
B. Fundamentals of Compliance, Composite Construction, and Disclosure.
C. Calculation Methodology, Composite Construction, and Alternative Estate.